FCA Compliance Consultants : Haven Risk Management

Haven Risk Management - FCA Compliance ConsultantsHaven Risk Management are FCA compliance consultants specialising in the provision of support services to firms which are authorised and regulated by the FCA. Our clients range from individuals to multi-nationals and include IFAs, friendly societies, stockbrokers and investment managers.

FCA compliance is the basis of our service.

We make sure your regulatory responsibilities are fulfilled while you concentrate on looking after your clients and running your business.

We cover all aspects of the compliance process and are market leaders in Treating Customers Fairly (TCF) strategies. Our consultants are highly qualified and have a thorough understanding of Financial Services Regulation.

Please browse this website for further details of our services and contact us for further information.


Association of Professional Compliance Consultants          Association of Independent Financial Advisers          The Personal Finance Society

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