Welcome to Haven Risk Management
Haven Risk Management are FSA compliance consultants specialising in the provision of support services to firms which are authorised and regulated by the FSA. Our clients range from individuals to multi-nationals and include IFAs, friendly societies, stockbrokers and investment managers.
We cover the UK and Jersey with offices in the Midlands, Home Counties, London & Scotland. We also maintain a presence in Malta.
FSA compliance is the basis of our service. We make sure your regulatory responsibilities are fulfilled while you concentrate on looking after your clients and running your business.
We cover all aspects of the compliance process and are market leaders in Treating Customers Fairly (TCF) strategies. Our consultants are highly qualified and have a thorough understanding of Financial Services Regulation. We produce ‘Skilled Person’ reports for the FSA and act as ‘Expert Witness’ in cases where compliance with Financial Services Regulations is at issue.
Please browse this website for further details of our services and contact us for further information.
Comment - December 2011 - The Vikings are coming
In a remarkable challenge to the City of London’s dominance in fund management, an agency of the Danish government has launched a UK version of its ‘top-up’ state pension scheme.
