Welcome to Haven Risk Management

Haven Risk Management are FSA compliance consultants specialising in the provision of support services to firms which are authorised and regulated by the FSA. Our clients range from individuals to multi-nationals and include IFAs, friendly societies, stockbrokers and investment managers.

FSA compliance is the basis of our service. We make sure that your regulatory responsibilities are fulfilled while you concentrate on looking after your clients and running your business. We cover all aspects of the compliance process. Our consultants are highly qualified and have a thorough understanding of Financial Services Regulation.

We have produced ‘Skilled Person’ reports for the FSA and acted as ‘Expert Witness’ in cases where compliance with Financial Services Regulations is at issue.

Please browse this website for further details of our services and contact us for further information.