Clients of Haven Risk Management are provided with access to a regularly updated compliance manual and a library of documents, forms and templates. These are all reviewed annually or more often when new regulation requires by our experienced and knowledgeable compliance services specialists.
The Compliance Manual can be personalised to your firm and reviewed annually as part of your service level agreement.
All sections of the Compliance Manual are cross referenced to the appropriate sections of the FCA Handbook – particularly SUP, COB, AUTH and SYSC.
Please contact us for further information.