Mortgages and General Insurance
We can provide a compliance support service for both IFA firms and standalone mortgage brokers. We have specialist qualified mortgage compliance consultants who can help with your everyday needs.
Taking out a mortgage to buy a house is one of the most significant financial transactions that most people ever undertake. Quite properly, the FCA is very keen to protect them. Mortgage and general insurance regulation has become more challenging in recent years with buy to let mortgages falling under the regulated requirements.
Our specialist mortgage regulatory compliance consultants can set up and monitor systems and processes which ensure compliance with the regulator as well as a high standard of service to clients. We can also implement a client file checking structure to ensure that client files hold all the regulatory paperwork and fulfil the requirements of ‘know your client’ for mortgages.
Please contact us for further information.